Market Notices

Pre-2019 Market Notices unrelated to digital assets:

Market Notice Submission Date
#18-M11 Eris Direction and Price Adjustments in Transfer to CME Group November 30, 2018
#18-M10 Eris Exchange Trading Hours for the Thanksgiving Day Holiday November 14, 2018
#18-M09 Eris Exchange Trading Hours for the Veterans Day Holiday November 5, 2018
#18-M08 Eris Exchange Trading Hours for the Columbus Day Holiday October 3, 2018
#18-M07 Eris USD Interest Rate Swap Futures Migration to CBOT October 1, 2018
#18-M06 Eris Exchange Trading Hours for the Labor Day Holiday September 3, 2018
#18-M05 Eris Exchange Trading Hours for the Independence Day Holiday June 22, 2018
#18-M04 Eris Exchange Trading Hours for the Memorial Day Holiday May 18, 2018
#18-M03 Eris Exchange Trading Hours for the Good Friday Holiday March 23, 2018
#18-M02 Eris Exchange Trading Hours for the Presidents’ Day Holiday February 12, 2018
#18-M01 Eris Exchange Trading Hours for the Martin Luther King Jr. Day Holiday January 15, 2018
#17-M11 Eris Exchange Trading Hours for Christmas and New Year’s Day Holiday December 14, 2017
#17-M09 Eris Exchange Trading Hours for the Columbus Day Holiday October 2, 2017
#17-M08 Eris Exchange Trading Hours for the Labor Day Holiday August 25, 2017
#17-M07 Eris Exchange Trading Hours for the Independence Day Holiday June 27, 2017
#17-M06 Eris Exchange Trading Hours for the Memorial Day Holiday May 22, 2017
#17-M05 Eris Exchange Trading Hours for the Good Friday Holiday April 6, 2017
#17-M04 Eris SwapBook CLOB Release 2017 February 16, 2017
#17-M03 Notification of Changes to FTP Instrument Files February 14, 2017
#17-M02 Eris Exchange Trading Hours for the Presidents' Day Holiday February 13, 2017
#17-M01 Eris Exchange Trading Hours for the Martin Luther King Jr. Day Holiday January 9, 2017
#16-M11 Eris Exchange Trading Hours for Christmas and New Year’s Day Holiday December 16, 2016
#16-M10 Eris Exchange Trading Hours for the Thanksgiving Day Holiday November 16, 2016
#16-M09 Eris Exchange Trading Hours for the Veterans Day Holiday November 4, 2016
#16-M08 Eris Exchange Trading Hours for the Columbus Day Holiday October 3, 2016
#16-M07 Submissions for Ownership and Control Reporting September 8, 2016
#16-M06 Eris Exchange Trading Hours for the Labor Day Holiday August 26, 2016
#16-M05 Eris Exchange Trading Hours for the Independence Day Holiday June 23, 2016
#16-M04 Eris Exchange Trading Hours for the Memorial Day Holiday May 20, 2016
#16-M03 Eris Exchange Trading Hours for the Good Friday Holiday March 7, 2016
#16-M02 Eris Exchange Trading Hours for the Presidents' Day Holiday February 8, 2016
#16-M01 Eris Exchange Trading Hours for the Martin Luther King, Jr. Day Holiday January 11, 2016
#15-M17 Eris Exchange Trading Hours for the Christmas and New Year's Day Holiday December 18, 2015
#15-M16 New Product Introduction: Expanded Set of Eris Standards November 20, 2015
#15-M15 Eris Exchange Trading Hours for the Thanksgiving Day Holiday November 20, 2015
#15-M14 Trading Hours for the Veterans Day Holiday November 5, 2015
#15-M13 Trading Hours for the Columbus Day Holiday October 5, 2015
#15-M12 Submissions for Ownership and Control Reporting September 28, 2015
#15-M11 Trading Hours for the Labor Day Holiday August 28, 2015
#15-M10 Form 102A and 102B Submissions for Ownership and Control Reporting August 10, 2015
#15-M09 Eris Exchange MAC and Cipher Suite Change June 26, 2015
#15-M08 Trading Hours for the Independence Day Holiday-REVISED June 26, 2015
#15-M08 Trading Hours for the Independence Day Holiday June 26, 2015
#15-M07 Trading Hours for the Memorial Day Holiday May 19, 2015
#15-M06 Leap Second Impact Notice May 6, 2015
#15-M05 Eris Exchange Data Center Migration February 20, 2015
#15-M04 Eris Exchange Trading Hours for the Good Friday Holiday February 12, 2015
#15-M03 Eris Exchange Trading Hours for the Presidents’ Day Holiday February 9, 2015
#15-M02 Form 102 and 102A Submissions for Ownership and Control Reporting January 29, 2015
#15-M01 Eris Exchange Trading Hours for the Martin Luther King, Jr. Day Holiday January 12, 2015
#14-M08 Eris Exchange Trading Hours for the Independence Day Holiday - REVISED June 30, 2014
#14-M08 Eris Exchange Trading Hours for the Independence Day Holiday June 27, 2014
#14-M07 Eris Exchange Trading Hours for the Memorial Day Holiday May 19, 2014
#14-M06 Eris Exchange Extended Trading Hours Reminder May 16, 2014
#14-M05 Eris Exchange Extended Trading Hours May 07, 2014
#14-M04 Eris Exchange Trading Hours for the Good Friday Holiday April 11, 2014
#14-M03 Revised Dates for Market Data Subscriptions and Quoting of Eris Standards February 13, 2014
#14-M02 Eris Exchange Trading Hours for Presidents' Day Holiday February 10, 2014
#14-M01 Eris Exchange Trading Hours for the Martin Luther King Jr. Holiday January, 14 2014
#13-M13 Eris Exchange Trading Hours for the Christmas and New Year's Day Holiday December 18, 2013
#13-M12 Eris Standards Modified Listing Schedule December 6, 2013
#13-M11 Eris Exchange Trading Hours for the Thanksgiving Holiday November 22, 2013
#13-M10 Eris Exchange Trading Hours for the Veteran's Day Holiday November 4, 2013
#13-M09 Eris Exchange Trading Hours for the Columbus Day Holiday October 10, 2013
#13-M08 Update as to New Product Introduction September 10, 2013
#13-M07 New Product Introduction, Eris 7 Year Standard Contract August 22, 2013
#13-M06 Introduction of Margin Offsets Between Eris Standards and Eris Flexes July 9, 2013
#13-M05 Eris Exchange Holiday Hours 4th of July - REVISED June 28, 2013
#13-M05 Eris Exchange Holiday Hours 4th of July June 28, 2013
#13-M04 Eris Exchange Holiday Hours Memorial Day May 23, 2013
#13-M03 Modifying Notional Value to $100,000 for Eris Exchange Contracts April 4, 2013
#13-M02 Eris Exchange Holiday Hours for the Good Friday Holiday March 25, 2013
#13-M01 Modifying contract notional value to $100,000 March 18, 2013
#12-M12 Eris Exchange Christmas and New Years Trading Hours 2012 December 20, 2012
#12-M11 Eris Exchange Interest Rate Swap Futures Contract Fees Superseded by Eris Exchange Submission #2013-06 December 20, 2012
#12-M10 New Product Introduction: Eris Standards November 27, 2012
#12-M9 Latest release of Eris Exchange Eris SwapBook electronic trading platform November 27, 2012
#12-M8 Notification to market participants of change in Eris Disaster Recovery IP Information November 15, 2012
#12-M7 Revisions to Publicly Posted Suite of Files for 10/30/12 and 10/31/12 on Eris Exchange's public ftp site November 13, 2012
#12-M6 Update as to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Open for Trading Wednesday, 10/31/2012 October 30, 2012
#12-M5 Update as to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Closed for Trading Tuesday, 10/30/2012 October 29, 2012
#12-M4 Update as to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Products to Close at 12pm ET, Monday 10/29/2012 October 29, 2012
#12-M3 Update to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Will Be Observing Normal Trading Hours and Settlement Procedures on Monday 10/29/2012 October 29, 2012
#12-M2 Update to Effective Date of changes described in Exchange Notice #12-M1: Notification of Changes to Publicly Accessible End of Day Informational Files September 26, 2012
#12-M1 Notification of Changes to Publicly Accessible End of Day Informational Files Effective August 13, 2012 July 27, 2012

Exchange Advisories

Pre-2019 Exchange Advisories unrelated to digital assets:

 

Advisory No. Submission Date
#17-02 Notification of Settlement Curves for Eris Swap Futures February 27, 2017
#17-01 Notification of Lower Minimum Tick Increments on Large Block Trades January 5, 2017
#16-02 Notification of Settlement Curves for Eris Swap Futures June 3, 2016
#16-01 Notification of Adjustment to PAI Calculation Time March 14, 2016
#15-04 Notification of Adjustment to Minimum Block Sizes for RTH September 17, 2015
#15-03 Notification of Adjustment to Minimum Block Size for OTH May 29, 2015
#15-02 Notification of the Change to Eris PAI Calculation Time May 22, 2015
#14-06 Notification of Self Certification: Extension of Regular Trading Hours December 8, 2014
#14-01 Notification of Self Certification: Amendments to Rules 101, 601, and 1101 May 2, 2014
#13-06 Notification of Eris Exchange Product Certification for Eris Standards September 12, 2013
#13-05 Rulebook Amendments Related to the Reduction in Notional Value May 16, 2013
#13-04 Amendments to Eris Exchange Rules 404 and 408 May 3, 2013
#13-03 Notification of Eris Exchange Rule Self-Certification - Amendment to Rule 902 April 5, 2013
#13-02 Notification of Eris Exchange Rule Self-Certification - Amendment to Rule 532 March 25, 2013
#13-01 Notification of rule amendments; Rule 101 January 8, 2013
#12-06 Notification of Eris Exchange Rule Self-Certification for the amendment of the Eris Exchange Rulebook related to compliance with the new Commission Regulations for Designated Contract Markets and participant requirements October 1, 2012
#12-05 Notification of Eris Exchange Rule Self-Certification amendment of Rule 101 (Definition of Particiapnt) and Rule 314 (Consent to Exchange Jurisdiction) August 3, 2012
#12-04 Notification of Eris Exchange Rule Self-Certification of adjustments related to Rule 601 (Block Trades) and updated reporting requirements June 13, 2012
#12-03 Notification of Eris Exchange Rule Self-Certification of adjustments related to and amendments to Rule 1101 and amendments to Rule 524 April 17, 2012
#12-02 (Revised): CME Clearing Portfolio Margining for Eris Exchange and CME Interest Rate Futures Advisory will now begin on May 7, 2012 April 27, 2012
#12-148 CME Clearing Advisory Notice: REVISED: Portfolio Margining for Eris Exchange and CME Interest Rate Futures to Begin Monday, April 30, 2012 April 12, 2012
#12-148 CME Clearing Advisory Notice: Portfolio Margining for Eris Exchange and CME Interest Rate Futures to Begin Monday, April 16, 2012 April 4, 2012
#11-394 CME Clearing Advisory Notice Update for Clearing Eris Interest-Rate Swap Futures November 3, 2011
#11-11 Notification of Trading Hours for the Thanksgiving Holiday November 18, 2011
#11-10 Notification of rule amendments; Rule 532 "Reports of Large Positions" and Rule 533 "Position Limit, Position Accountability and Reportable Level Table"– (Superseded in part by Exchange Advisory #13-02) November 11, 2011
#11-09 Eris Exchange Product Certification with the CFTC November 1, 2012
#11-08 Eris Exchange MF Global Access to Eris Exchange Disabled October 31, 2011
#11-07 Eris Exchange Transition from an Exempt Board of Trade (EBOT) to a Designated Contract Market (DCM) October 26, 2011
#11-06 Eris Exchange Large Position Reporting Policy October 7, 2011
#11-05 Eris Exchange migration to CME HVAR margin calculation methodology September 19, 2011
#11-04 Adoption of standardized CME OIS and LIBOR Curves for generating settlement prices-Revised Implementation Date August 12, 2011
#11-03 Adoption of standardized CME OIS and LIBOR curves for generating settlement prices July 29, 2011
#11-02 Migration to OIS Discounting, changes to market operating hours, dissemination of public data May 4, 2011
#11-01 New Ticket Schema Release and Implementation February 9, 2011

Clearing Notices

ErisX Clearing Notices:

Clearing Notice Submission Date
#19-01CN Notification of Rulebook Changes April 29, 2019

CFTC Submissions

Pre-2019 CFTC Submissions unrelated to digital assets:

Reference # Submission Date
#2018-04 Self-Certification of Amendments to Exchange Rulebook November 15, 2018
#2018-03 Self-Certification of Amendments to Exchange Rulebook June 22, 2018
#2018-02 Self Certification of Buyside Volume Partnership Program June 18, 2018
#2018-01 Self-Certification of Extension to Volume Discount Program January 11, 2018
#2017-06 Self Certification of Proprietary Trading Group Volume Incentive Program December 7, 2017
#2017-05 Self-Certification of Extension to Broker Rebate Program October 9, 2017
#2017-04 Self-Certification of Extension to Liquidity Provider Program August 15, 2017
#2017-03 Algorithmic Execution Rebate Program April 26, 2017
#2017-02 Weekly Notification of Rule Amendments January 18, 2017
#2017-01 Self-Certification of Extension to Volume Discount Program January 13, 2017
#2016-11 Self-Certification of Extension to Broker Rebate Incentive Program October 10, 2016
#2016-10 Self-Certification of Ownership and Control Reporting (OCR) Requirements September 12, 2016
#2016-09 Self-Certification of Onboarding Incentive Program August 23, 2016
#2016-08 Self-Certification of New TPH Incentive Program July 27, 2016
#2016-07 Self-Certification of Amendment to Eris Exchange Fees Schedule June 10, 2016
#2016-06 Self-Certification of Adjustment to the Volume Discount Program June 10, 2016
#2016-05 Self-Certification of Adjustment to Time for Calculating and Applying PAI March 14, 2016
#2016-04 Weekly Notification of Rule Amendments January 15, 2016
#2016-03 Certification of LBT and ULBT Eris Standard Invoice Swap Future January 7, 2016
#2016-03 Certification of 10T and U10T Eris Standard Invoice Swap Future January 7, 2016
#2016-03 Certification of 5T Eris Standard Invoice Swap Future January 7, 2016
#2016-03 Certification of 2T Eris Standard Invoice Swap Future January 7, 2016
#2016-02 Certification of 30Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 20Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 15Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 12Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 10Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 7Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 5Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 4Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-02 Certification of 3Y Eris Standard Ultra Forward Swap Future January 7, 2016
#2016-01 Certification of 20Y Eris Primary Standard Swap Future January 7, 2016
#2016-01 Certification of 15Y Eris Primary Standard Swap Future January 7, 2016
#2016-01 Certification of 12Y Eris Primary Standard Swap Future January 7, 2016
#2016-01 Certification of 4Y Eris Primary Standard Swap Future January 7, 2016
#2016-01 Certification of 3Y Eris Primary Standard Swap Future January 7, 2016
#2015-10 Self-Certification of Extension to Volume Discount Program December 24, 2015
#2015-09 Self-Certification of Regulatory Services Agreement October 20, 2015
#2015-08r Self-Certification of Broker Rebate Incentive Program October 13, 2015
#2015-07 Self-Certification of Block Market Maker Fee October 13, 2015
#2015-06 Self-Certification of Form 102A and 102B (Submissions for OCR) (Withdrawn) September 17, 2015
#2015-05 Self-Certification of Adjustments to Minimum Block Sizes (RTH) September 17, 2015
#2015-04 Self-Certification of Adjustments to Minimum Block Sizes (OTH) May 29, 2015
#2015-03 Self-Certification of Adjusted Time for Calculating and Applying PAI May 22, 2015
#2015-02 Self-Certification of Extension to Liquidity Provider Program February 13, 2015
#2014-06 Self-Certification of Extended Trading Hours December 8, 2014
#2014-05 Self-Certification of Volume Discount Program October 22, 2014
#2014-04 Weekly Notification of Rule Amendments June 6, 2014
#2014-01 Self-Certification of Extended Trading Hours May 2, 2014
#2013-13 Self-Certification of the 7YR Standard Swap Future September 13, 2013
#2013-12 Weekly Notification of Rule Amendments June 10, 2013
#2013-11 Self-Certification of Rule Amendments Rule 533 and Rule 1101 May 16, 2013
#2013-10 Self-Certification of Rule Amendments Rule 404 and Rule 408 May 3, 2013
#2013-08 Weekly Notification of Rule Amendments April 22, 2013
#2013-07 Rule Amendment Self-Certification Rule 902 (Criteria for Becoming a Clearing Firm) April 5, 2013
#2013-06 Weekly Notification of Rule Amendments March 25, 2013
#2013-05 Rule Amendment Self-Certification Rule 532 (Large Trader Reporting) March 25, 2013
#2013-02 Eris Exchange Liqudity Provider Program (2013-01) (Eris Exchange, LLC Submission #2013-02) January 11, 2013
#2013-01 Eris Exchange Rule Amendment Self-Certification (Rule 101 (Definitions); Rule 305 (Dues, Assessments and Fees); and, Rule 601 (Block Trades) January 8, 2013
#2012-22 Weekly Notification of Rule Amendments December 17, 2012
#2012-21 Weekly Notification of Rule Amendments December 10, 2012
#2012-20 Certification of Eris Exchange Standard Interest Rate Swap Futures Product December 5, 2012
#2012-18 Weekly Notification of Rule Amendments November 27, 2012
#2012-16 Eris Exchange Self-Certification November 2, 2012
#2012-14 Eris Exchange Rule Amendment Certification October 1, 2012
#2012-11 Eris Exchange Rule Self-Certification of Eris Exchange Rule 614 (Consent to Exchange Jurisdiction) August 3, 2012
#2012-09 Eris Exchange Rule Self-Certification of amendments to Rule 601 (Block Trades) June 13, 2012
#2012-08 Rule 40.6(d) Weekly Notification of Rule Amendments June 7, 2012
#2012-07 Rule 40.6(d) Weekly Notification of Rule Amendments May 29, 2012
#2012-04 Eris Exchange Rule Self-Certification of adjustments related to and amendments to Rule 1101 (Eris Interest Rate Swap Futures Contract Specifications) and amendments to Rule 524(d) (Recordkeeping Requirements for Entering Orders into the Eris Trading System) April 17, 2012
#2012-03 CME Clearing Portfolio Margining for Eris Exchange and CME Interest Rate Futures Advisory and Related Eris Exchange Advisory April 12, 2012
#2012-02 Eris ExchangeTrading Hours for Good Friday Holiday March 5, 2012
#2012-01 Modifications to the Liquidity Providor Program February 6, 2012